Financial Markets

Qualification Diploma (NRT)
Course number 11370
National Code FNS51010
Training Package FNS10 - Financial Services
Program area Business Finance and Culture  
Duration (nominal hours) 510
This course replaced 9267 - Financial Services (Financial Markets)
Availability: This course is no longer accepting new enrolments. However, a replacement course may be in development, and related courses may be proposed at some locations. Look for related courses and proposed locations on the Find a course page or check with your local campus for details of replacement or related courses.
 

mail icon Enquire online about this course
pdf icon Download course information sheet

Course overview

Course Description

This course is for people who want to work in financial markets involving
duties in the areas of client advice, operational and dealing room roles.
Units in this qualification can be selected to meet Australian Securities
and Investments Commission (ASIC) Tier 1 status. Specific product units
and pre-requisites for licensing are included in the electives.
 
NOTE: Certain elective units may be required to progress to membership of
relevant professional organisations. Learners should establish such
requirements where they apply in order to make appropriate choices.

Career Opportunities

Possible work functions may include:
- financial markets - client advisory services;
- financial markets - operations;
- financial markets - dealing rooms.

Related Courses...


Industry Subgroup: Business Finance and Culture
untitled

Course structure

pdf icon Student Assessment Guide – Course
 

What you must do to complete the course

The course structure below shows what you must do to complete this course.
units/modules are arranged in groups and sometimes also in subgroups.
 
You must complete each group as specified as well as following the course
completion instructions.   If a course contains optional groups there will
statement at the top of the course indicating how many you must do.  At the
top of any group containing optional subgroups there will be a statement
saying how many you must do.
 
 
This course has been designed to reflect the packaging requirements for
Diploma of Financial Markets FNS51010 within the Financial Services
Training Package (FNS10). The rules from FNS10 Training Package are as
follows:  

10 units must be achieved:
 
7 core units (5 plus the 2 units in core Groups A, B or C)
plus 3 elective units.
 
*  the required elective units of competency can be selected from core
groups A, B or C not already chosen to complete a client advisory,
operational or dealing room role; the elective Groups D, E or general
elective bank below or from units aligned to other Diploma qualifications
in the FNS10 Financial Services Training Package
 
*  a maximum of 2 electives may be selected from units aligned to
Certificate IV or Advanced Diploma qualifications in the FNS10 Financial
Services Training Package
 
*  a maximum of 2 electives may be selected from units aligned to
Certificate IV, Diploma or Advanced Diploma qualifications in another
endorsed Training Package or accredited course.
 
Elective units must be relevant to the work outcome, local industry
requirements and the qualification level.
 
Units selected from other Training Packages or accredited courses must not
duplicate units selected from or available within the FNS10 Financial
Services or BSB07 Business Services Training Packages.
 
To satisfy the Training Package requirements, this TAFE NSW course has been
structured as follows:
 
Group 1 - Core Units
--------------------
ALL 5 compulsory units must be completed
 
Group 2 - Core Groups A, B OR C
-------------------------------
Two (2) elective units from at least one (1) optional subgroup must be
completed Additional elective units may be selected from the other
optional subgroups.  

Group 3 - Elective Units
------------------------
Up to three (3) elective units may be selected from the subgroups in this
group.  

Group 4 - Elective Units from FNS10 at Cert IV or Adv Diploma Level
-------------------------------------------------------------------
No more that two (2) elective units can be selected from this group.
 
Group 5 - Elective Units at Cert IV Diploma or Adv Diploma Level
----------------------------------------------------------------
No more that two (2) elective units can be selected from this group.
 
NOTES FOR STUDENTS
------------------
 
1. LEARNER SUPPORT
Students who require support to meet their learning goals may co-enrol in
the Learner Support course (TAFE Course Number 9999). Talk to your teacher
think you may require learner support.
 
2. SELECTION OF ELECTIVES
Talk to your teacher and/or workplace trainer to ensure that your
combination of electives provides you with a suitable vocational outcome.
 
3. RECOGNITION
If you have completed other relevant training you may be eligible to have
units of competency from previous training counted towards completion for
this course. Talk to your teacher or workplace trainer if you think you
may be eligible for recognition for units previously completed.
 
4. PREREQUISITE UNITS
Some units in this course may have prerequisites that must be completed in
lower level qualification or selected as part of this course. Refer to the
Training Package or consult your teacher for information about
prerequisites to elective units.
 
 
 

Course Elective Completion:

At least 5 elective modules/units must be completed. These may be chosen from groups 2, 3, 4, 5

 
Group 1 CORE UNITS
All module/units must be completed
Modules/Units Name Hrs National Module(s)
BSBINM401A Implement workplace information system 40
FNSFMK501A Analyse financial markets and information 60
FNSFMK505A Comply with financial services legislation and industry codes of practice 80
FNSINC401A Apply principles of professional practice to work in the financial services industry 30
FNSRSK502A Assess risks 40
 
Group 2 CORE GROUPS A, B OR C
1 subgroup must be completed
At least 2 module/units must be completed
Subgroup 1 GROUP A CLIENT ADVISORY ROLES
Only 2 module/units must be completed
Modules/Units Name Hrs National Module(s)
FNSFMK502A Analyse financial market products for client 50
FNSFMK503A Advise clients on financial risk 60
 
Subgroup 2 GROUP B OPERATIONAL ROLES
Only 2 module/units must be completed
Modules/Units Name Hrs National Module(s)
FNSFMK401A Reconcile financial transactions 20
FNSFMK504A Complete settlement and confirmation processes 40
 
Subgroup 3 GROUP C DEALING ROOM ROLES
Only 2 module/units must be completed
Modules/Units Name Hrs National Module(s)
FNSFMK601A Price financial transactions 60
FNSFMK602A Hedge financial products 70
 
Group 3 ELECTIVE UNITS LISTED IN FNS51010
You may choose electives from this group
Subgroup 1 GROUP D (OPERATIONAL ROLES)
You may choose electives from this group
Modules/Units Name Hrs National Module(s)
FNSFMK506A Detect errors and fraud when processing financial transactions 50
FNSFMK507A Analyse risk mitigation in the operations process 50
FNSFMK508A Monitor and process collateral 50
 
Subgroup 2 GROUP E (DEALING ROOM ROLES)
You may choose electives from this group
Modules/Units Name Hrs National Module(s)
FNSFMK509A Apply knowledge of transaction documentation and processing 50
FNSFMK510A Prepare trading strategies for clients 50
FNSFMK511A Apply limits when trading 50
 
Subgroup 3 GENERAL ELECTIVES
You may choose electives from this group
Modules/Units Name Hrs National Module(s)
BSBOHS303B Contribute to OHS hazard identification and risk assessment 20
BSBSUS501A Develop workplace policy and procedures for sustainability 50
FNSASICS503A Provide advice in Foreign Exchange 50
FNSASICT503A Provide advice in Managed Investments 50
FNSASICV503A Provide advice in Derivatives 50
FNSASICW503A Provide advice in Securities 50
FNSCUS504A Manage premium customer relationships 40
FNSCUS505A Determine client requirements and expectations 70
FNSCUS506A Record and implement client instructions 75
FNSFMK502A Analyse financial market products for client 50
FNSFMK503A Advise clients on financial risk 60
FNSIAD501A Provide appropriate services, advice and products to clients 70
FNSIAD502A Provide appropriate and timely information and advice to clients 70
FNSINC501A Conduct product research to support recommendations 80
 
Group 4 ELECTIVE UNITS FROM FNS10 AT CERT IV OR ADV DIPLOMA LEVEL
No more than 2 module/units may be completed
Modules/Units Name Hrs National Module(s)
FNSFMK403A Interpret financial markets information 40
FNSINC601A Apply economic principles to work in the financial services industry 50
FNSINC602A Interpret and use financial statistics and tools 50
 
Group 5 OTHER ELECTIVE UNITS AT CERT IV DIPLOMA OR ADV DIPLOMA LEVEL
No more than 2 module/units may be completed
Modules/Units Name Hrs National Module(s)
BSBSLS502A Lead and manage a sales team 50
 

Requirements to receive the qualification

To achieve the qualification Diploma of Financial Markets FNS51010 TAFE NSW
course 11370), learners are required to complete 10 units of competency,
comprising:
- 5 compulsory units from group 1
- 2 compulsory elective units from one of the subgroups in group 2
- 3 elective units chosen from groups 2/3/4/5. A maximum of 3 units can be
chosen from group 3; a maximum of 2 units can be chosen from group 4; a
maximum of 2 unit can be chosen from group 5.

Find a course

 Advanced search options

Find a campus

  Map

TAFE NSW HIGHER EDUCATION