The Commercial and Corporations Law for Financial Planners FASEA bridging course was designed to help you qualify or maintain your registration as a financial planner. This industry-accredited single subject course is also a great option if you want to upskill in your career or sample a subject from the Graduate Certificate in Financial Planning (Professional Practice) or Diploma of Financial Planning. You can also benefit from TAFE NSW’s excellent industry connections.
Through a mixture of theory and practical course work, learn to:
Apply legal and regulatory frameworks in the financial services industry
Contrast common law with the laws of statute in real world contexts
Interpret the impacts of partnership, trusts, associations and corporations law on non-corporate and corporate business structures
Articulate and evaluate legal and ethical issues impacting non-corporate and corporate business structures
Use relevant legal information and resources to make decisions about complex legal problems
Develop specialist skills to gain an advantage in the job market
A qualification that meets the standards for commercial and corporations law for financial planners, according to the Financial Adviser Standards (FAS) set by the Australian Government Treasury (formerly set by the Financial Adviser Standards and Ethics Authority [FASEA]) and Tax Practitioners Board (TPB)
Accreditation to qualify or maintain your qualification in commercial and corporations law for financial planners
Specialist skills and knowledge to advance your career
Access to TAFE NSW’s industry connections and associated industry bodies
This course requires evidence of previous experience or study before you can enrol
A diploma in financial planning or
A bachelor’s degree in any discipline
Your certificates, transcripts and other entry requirement evidence must be certified through a Justice of the Peace or other authorising officer
To be prepared for this course, we recommend that you have:
Checked the requirements set by the Australian Government Treasury’s Financial Adviser Standards
A basic awareness of law and an interest in reading law
An eye for detail and an analytical mindset
The ability to simplify difficult concepts
Strong communication and interpersonal skills, including the ability to negotiate
An interest in helping others
You do not require an ATAR score for entry into this course.
If you are unable to meet the entry requirements, you may be eligible for special admission.
Please continue with your application and you will be guided to identify as mature aged (at least 21 years old in your first year of study) or disadvantaged (disability, serious or chronic illness, interrupted education, lack of support for study, serious personal problems and/or serious family responsibilities). Please contact us to find out more.
TAFE NSW is committed to meeting the learning needs of every community. Meeting these needs can mean there are additional entry requirements at different campus locations. Check your preferred location for further requirements. If you need help preparing for study, contact us to find out how we can support you.
Our graduates go onto roles like: financial planner, financial adviser, compliance manager and remediation manager.
This microcredential meets the minimum education requirements for commercial and corporations law for financial planners according to the Financial Adviser Standards (FAS) set by the Australian Government Treasury (formerly set by the Financial Adviser Standards and Ethics Authority [FASEA]). It is accredited with FAS and FASEA as an approved bridging course. Visit the FAS website for more information. This course is also recognised by the Tax Practitioners Board (TPB), Financial Planning Association (FPA) Australia and the Association of Financial Advisors (AFA). You may be eligible to apply for membership as a tax (financial) advisor with the Tax Practitioners Board.
Take your study further with other courses offered at TAFE NSW:
At TAFE NSW, we recognise your previous study and work experience. You can apply for recognition of prior learning (https://www.tafensw.edu.au/enrol/recognition-credit-transfers) or a credit transfer with any of our courses. If you're successful you'll get your qualification faster.
Completion of this course requires you to successfully complete 1 subject.
Note: Some courses offer the opportunity to choose subjects from the complete suite of Higher Education electives that are delivered by TAFE NSW. Once you’ve enrolled, contact your Course Coordinator to discuss tailoring your course to align with your interests and goals.
TAFE NSW provides support services across all campus locations and online. Whatever your needs or circumstances, we have the people, resources, counselling and facilities to support you in focusing on your studies.
TAFE NSW Disability Support Service
TAFE NSW Language, Literacy and Numeracy (LLN) support
TAFE NSW Aboriginal Support; Learner support (ABE)
TAFE NSW Careers, Counselling and Pathways Service
TAFE NSW Libraries
Scholarship programs – be supported as you explore your talents and fulfil your potential
Smarthinking - online access to a tutor
LinkedIn Learning – an online resource which offers innovative courses and tutorials to improve your personal and professional skills
Student associations – get social with our student community
On campus, online and blended study environments; at TAFE NSW your learning works with your lifestyle. Heart your favourites, compare courses and discover what works for you.